CPAacademy.org | SOC 2 AUDITS: TOP 10 CONTROL FAILURES AND HOW TO

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SOC 2 Audits: Top 10 Control Failures and How to Avoid Them

Auditing

SOC 2 AUDITS: TOP 10 CONTROL FAILURES AND HOW TO AVOID THEM

Available Date(s)

Monday, May 20, 2024: 4:00PM EDT

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Cost Free

CPE Credits 1.0 hour

Subject Area 1.0 - Auditing

CE Credits 0.0 hours

Course Level Basic

Instructional Method Group Internet Based

Prerequisites None

Advanced Preparation None

Who Should Attend CFO / Controller
CPA - small firm
CPA - medium firm
CPA - large firm
Small Business Owner

Course Description

This webinar will cover the top 10 frequently occurring control failures in SOC 2 audits. During this webinar, we will analyze the root causes of those failures and discuss strategies and tips to avoid those failures in SOC 2 audits. We will also cover strategies to avoid these risks and the importance of a strong control environment in ensuring a successful SOC 2 audit.

Learning Objectives:

Identify the top 10 control failures commonly encountered in SOC 2 audits

Determine the root causes behind these control failures for enhanced analysis

Develop strategies to avoid these control failures in SOC 2 audits and bolster your control framework

Recognize the importance of a robust control environment in ensuring a successful SOC 2 audit

Anurag Sharma

WithumSmith+Brown, PC
Partner, System & Organization Controls
asharma@withum.com
(609) 945-7985

Anurag has over 19 years of experience and is the leader of Withum’s System and Process Assurance Services practice. His areas of expertise include Cybersecurity Assessments (NIST Cybersecurity Framework), SOC Suite of Services (SOC 1, SOC 2 and SOC for Cybersecurity), Corporate Governance, Sarbanes-Oxley Section 404 compliance and ISO/IEC 27001 Consulting.

Anurag Sharma is a Partner in the Firm’s System & Organization Controls (SOC) practice based out of our Princeton, NJ, office. He is a regular speaker on Cybersecurity and SOC-related topics at many State CPA Societies, including NJCPA, PICPA, CTCPA, FICPA, the AICPA and other organizations.

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About Our Presenter

Withum is a forward-thinking, technology-driven advisory and accounting firm, committed to helping clients be more profitable, efficient and productive in the modern business landscape. With office locations in major cities and financial centers across the country, and as an independent member of HLB, the global advisory and accounting network, Withum serves businesses and individuals on a local-to-global scale. Our professionals provide the expert advice and innovation solutions you need to Be in a Position of Strength^SM in today’s fast-paced, tech-driven world.